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One Freedom Valley Drive, Oaks, PA 19456 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2022-01-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| H. Beck, Inc | Bethesda | MD | 11/2009 | 05/2021 |
| Grove Point Advisors, Llc | Rockville | MD | 04/2021 | 05/2021 |
| Grove Point Investments, Llc | Rockville | MD | 04/2021 | 05/2021 |
| Foreside Financial Group Llc | Ashburn | VA | 06/2021 | 01/2022 |
| Foreside Fund Services, Llc | Ashburn | VA | 06/2021 | 01/2022 |
| Imst Distributors, Llc | Ashburn | VA | 06/2021 | 01/2022 |
| Funds Distributor, Llc | Ashburn | VA | 06/2021 | 01/2022 |
| Northern Funds Distributors, Llc | Ashburn | VA | 06/2021 | 01/2022 |
| Foreside Financial Services, Llc | Ashburn | VA | 06/2021 | 01/2022 |
| Foreside Distribution Services, Lp | Ashburn | VA | 06/2021 | 01/2022 |
| Mgi Funds Distributors, Llc | Ashburn | VA | 06/2021 | 01/2022 |
| Sterling Capital Distributors, Llc | Ashburn | VA | 06/2021 | 01/2022 |
| Compass Distributors, Llc | Ashburn | VA | 06/2021 | 01/2022 |
| Quasar Distributors, Llc | Ashburn | VA | 06/2021 | 01/2022 |
| Foreside Funds Distributors Llc | Ashburn | VA | 06/2021 | 01/2022 |
| Sei Investment Corp. | Oaks | PA | 01/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-09-24 |
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