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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-09-03
NY RA APPROVED 2024-08-07
  • TX RA
    APPROVED_RES
    Since 2024-09-03
  • NY RA
    APPROVED
    Since 2024-08-07

Branch Locations

1 Byram Brook Place Suite 101, Armonk, NY 10504 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pdq Security Island Park NY 08/2008 08/2018
Guardian Rye Brook NY 01/2015 03/2020
Park Ave Secruities Rye Brook NY 01/2015 03/2020
Fsc Securities Corporation Hartsdale NY 03/2020 11/2023
Osaic Wealth, Inc. Hartsdale NY 11/2023 Present
Massmutual Life Insurance Company Horsham PA 04/2024 Present
Mml Investors Services, Llc Horsham PA 08/2024 Present
  • 08/2008 → 08/2018
    Pdq Security
    Island Park, NY
  • 01/2015 → 03/2020
    Guardian
    Rye Brook, NY
  • 01/2015 → 03/2020
    Park Ave Secruities
    Rye Brook, NY
  • 03/2020 → 11/2023
    Fsc Securities Corporation
    Hartsdale, NY
  • 11/2023 → Present
    Hartsdale, NY
  • 04/2024 → Present
    Massmutual Life Insurance Company
    Horsham, PA
  • 08/2024 → Present
    Horsham, PA
Previous Registrations
Other Businesses

Name: Thomas Murray Inv Rel: Y Add: 1 Byram Brook Pl, Suite 101, Armonk, NY 10504 Nature: Outside Insurance Sales Position: Insurance Broker Start Date: 01/01/2025 No Hrs/Mo: 1 No/Hrs Mo dur trading: 1 Describe Duties: Life(term/universal/whole), Long-term care and Fixed annuities.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-07-02
S63 Uniform Securities Agent State Law Examination 2011-09-28
  • S65 Uniform Investment Adviser Law Examination
    2019-07-02
  • S63 Uniform Securities Agent State Law Examination
    2011-09-28
Other Names
  • Thomas Smith Murray
  • Thomas Smith Murray

View on SEC IAPD

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