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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-02-16 |
| NY | RA | APPROVED | 2022-01-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sentinel Financial Services Company | Montpelier | VT | 08/2012 | 08/2017 |
| Northern Lights Distributors, Llc | Omaha | NE | 08/2017 | 03/2019 |
| Gemini Fund Services, Llc | Hauppauge | NY | 01/2019 | 03/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Melville | NY | 02/2020 | Present |
| Unemployed | Hauppauge | NY | 04/2019 | 02/2020 |
| Bank Of America, N.A. | Melville | NY | 03/2021 | Present |
I*1159270For profit or not for profit: Entity For ProfitName of outside business organization: AOC ArtistryInvestment related: NAddress of business: Island Park, New York, 11558Nature of business: ["Limited Liability Company"]Position, title, association: ["Owner"], Start date of relationship: 2/1/2023Number of hours devoted: 5 hour(s) WeeklyNumber of hours devoted during trading hours: 0Duties: , Business owner and art/design creator I*3650294, Entity Type: , Name of OBA: J C, Address: Island Park, New York, 11558, Investment Related: N, Position, Title, Association: Power of Attorney, Employee Start Date: 01/29/2026, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-01-28 |
| S63 | Uniform Securities Agent State Law Examination | 2010-12-01 |
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