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333 S. Wabash Ave. Suite 2700, Chicago, IL 60604 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2026-04-16 |
| NC | RA | APPROVED | 2026-04-16 |
Branch Locations
2015 Ayrsley Town Blvd, Suite 202, Charlotte, NC 28273 • United States
333 S. Wabash Ave. Suite 2700, Chicago, IL 60604 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade | Philadelphia | PA | 06/2016 | 06/2017 |
| Sound Control Solutions, Inc. | Media | PA | 06/2017 | Present |
| Integritas Financial, Llc | Blue Bell | PA | 10/2021 | 04/2026 |
| Serenity Investment Advisors | Chicago | IL | 04/2026 | Present |
Name: Sound Control Solutions, Inc. Investment Related: No Address: 640 West Saint Andrews Drive, Media, PA 19063 Nature: Wholesale Distribution Position: Consultant Start Date: 06/2017 Hours per month: 40 hours per month Hours per month during securities trading hours: 20 Duties: Operations and sales development Name: Business Consultant - Sole Proprietor Investment Related: No Address: Personal residence. Nature: Business consulting for construction services firm. Position: Consultant Start date: 01/2017 Hours per month: 5-10 Hours during securities trading hours: 0 Duties: Strategic advisory on financial management, employee benefits, 401(k) plan administration, bookkeeping systems, expense oversight, and management training initiatives to enhance operational efficiency and business growth.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-02-06 |
| S63 | Uniform Securities Agent State Law Examination | 2012-06-25 |
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