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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-01-26 |
| WI | RA | APPROVED | 2016-12-14 |
Branch Locations
3201 Village Square Dr, Hartland, WI 53029 • United States
3605 S. 27Th Street, Milwaukee, WI 53221 • United States
4690 S Whitnall Ave, Saint Francis, WI 53235 • United States
2317 Fox Run Blvd, Waukesha, WI 53188 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank Na | Milwaukee | WI | 11/2009 | Present |
| J.P. Morgan Securities Llc | Milwaukee | WI | 10/2012 | Present |
| Jpmorgan Chase Bank, N.A. | Milwaukee | WI | 01/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-12-05 |
| S63 | Uniform Securities Agent State Law Examination | 2009-12-09 |
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