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Benjamin Brooks Neville

LPl Financial LLC

Roswell, GA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2026-03-20
  • GA RA
    APPROVED
    Since 2026-03-20

Branch Locations

1504 Bombay Ln, Roswell, GA 30076 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Roswell GA 10/2009 Present
Other Businesses

1. 08/2025 - Financial Connection LLC - DBA for LPL Business (entity for LPL business) - Investment Related - 160 Hour(s)/Month - 8 Hour(s) During Trading - At Reported business location(s) - OBA Start Date: 8/25/2025

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-03-19
  • S66 Uniform Combined State Law Examination
    2026-03-19

View on SEC IAPD

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Other Investors

BRYAN MICHAEL TOTRI
Casey Shaun Bradley
JACK MEYER ERBS
Bryson James Jenkins
Joseph Mitchell Riggs
PAUL C ELLINGTON
STANLEY J HELM
GRANT E SEGAL

Other Offices

ST. JOHN & ASSOCIATES, INC. · ROSWELL, GA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Roswell, GA
PARK AVENUE SECURITIES LLC · ROSWELL, GA
ST. JOHN & ASSOCIATES, INC. · ROSWELL,, GA
FORUM FINANCIAL MANAGEMENT, LP · Roswell, GA
BARNARD FINANCIAL GROUP, LLC · ROSWELL, GA
HOWARD CAPITAL MANAGEMENT, LLC · ROSWELL, GA
NEWEDGE ADVISORS · Roswell, GA

More in Roswell, GA

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