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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2025-01-01
  • SC RA
    APPROVED
    Since 2025-01-01

Branch Locations

Charleston, SC • United States

125-E Wappoo Creek Drive Ste. 101-B, Charleston, SC 29412 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Liberty Partners Financial Services, Llc Bakersfield CA 11/2016 06/2018
Outrigger Consulting, Llc Charleston SC 08/2016 Present
Liberty Partners Capital Management, Llc Bakersfield CA 11/2016 06/2018
Lpl Financial Llc Charleston SC 06/2018 Present
  • 11/2016 → 06/2018
    Liberty Partners Financial Services, Llc
    Bakersfield, CA
  • 08/2016 → Present
    Outrigger Consulting, Llc
    Charleston, SC
  • 11/2016 → 06/2018
    Liberty Partners Capital Management, Llc
    Bakersfield, CA
  • 06/2018 → Present
    Charleston, SC
Previous Registrations
Other Businesses

1. 7/2/2018 - Outrigger Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 6/1/2018 - 120 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%. 2. 7/2/2018 - Outrigger Consulting LLC - Not Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Started 08/19/2016 - 0 Hours Per Month - Time Spent 0%. 3. 7/2/2018 - No Business Name - Investment Related - Charleston, South Carolina - Other-Notary - Time Spent 1% - Notary Public. 4. 1/11/2021 - No Business Name - Not Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Started 01/01/2021 - 4 Hours Per Month/0 Hours During Securities Trading - Book sales and public speaking - Jenne Sevilla Sole Proprietorship. 5. 1/11/2021 - Money Moods® - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 12/01/2020 - 160 Hours Per Month/28 Hours During Securities Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-09-28
S63 Uniform Securities Agent State Law Examination 2010-08-20
  • S65 Uniform Investment Adviser Law Examination
    2011-09-28
  • S63 Uniform Securities Agent State Law Examination
    2010-08-20
Designations

View on SEC IAPD

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