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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2023-12-11 |
| TX | RA | APPROVED | 2023-12-08 |
Branch Locations
600 Northpark Town Center 1200 Abernathy Road Suite 1850, Atlanta, GA 30328 • United States
Atlanta, GA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch Pierce Fenner & Smith Incorporated | Atlanta | GA | 11/2009 | 12/2023 |
| Bank Of America, N.A. | Atlanta | GA | 04/2011 | 12/2023 |
| Ubs Financial Services Inc. | Atlanta | GA | 12/2023 | Present |
*1200442 For profit or not for profit: Entity For Profit Name of outside business organization: Markey Design Co Investment related: N Address of business: Atlanta, Georgia, 30341 Nature of business: ["Limited Liability Company"] Position, title, association: ["Other"], Start date of relationship: 3/9/2023 Number of hours devoted: 4 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Advising my wife on general business planning and activities, The Entity is owned and operated by my wife and engages in full-service Interior Design work.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-05-27 |
| S63 | Uniform Securities Agent State Law Examination | 2010-05-12 |
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