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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-08-16 |
| CA | RA | APPROVED | 2015-04-15 |
Branch Locations
333 S Hope St, Los Angeles, CA 90071 • United States
Pasadena, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America, N.A. | Rowland Heights | CA | 04/2015 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Rowland Heights | CA | 04/2015 | Present |
I*2561269, Entity Type: , Name of OBA: S S C Living Trust, Address: Beaumont, California, 92223, Investment Related: N, Position, Title, Association: Successor Trustee, Employee State Date: 06/30/2025, No Hours: 1 Yearly, No Hours during Trading: 0 Yearly, Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-07-20 |
| S63 | Uniform Securities Agent State Law Examination | 2011-09-15 |
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