Scott Roger Martin

Current Employers

Employment History

• 10/2015 → 03/2017
  Metlife Securities
  Bellevue, WA
• 03/2017 → Present
  Mml Investors Services, Llc
  Seattle, WA
• 07/2016 → Present
  Massmutual Life Insurance Co
  Seattle, WA

Previous Registrations

• 2015-12-17 → 2017-03-25
  Msi Financial Services, Inc.
  Bellevue, WA

Other Businesses

(1)NAME: SCOTT R MARTIN INV REL: Y ADDR: AT RESIDENTIAL ADDRESS NATURE: REAL ESTATE POSITION: SALES/REAL ESTATE BROKER START: 6/28/2000 NO HRS/MO: 1 NO HRS/MO DUR SEC TRADING: 1. (2)NAME: NWPC INSURANCE LLC INV REL: Y ADDR: AT RESIDENTIAL ADDRESS NATURE: OUTSIDE INSURANCE BUSINESS POSITION: SALES/OWNERSHIP/AGENT START: 7/2016 NO HRS/MO: 4 NO HRS/MO DUR SEC TRADING: 0 DESCRIBE DUTIES: PROPERTY & CASUALTY. (3)NAME: SOLE PROP- SCOTT MARTIN INV REL: Y ADDR: AT RESIDENTIAL ADDRESS NATURE: LEGAL POSITION: EXPERT WITNESS START: 1/24/2019 NO HRS/MO: 4 NO HRS/MO DUR SEC TRADING: 0 DESCRIBE DUTIES: TESTIFY AS AN EXPERT WITNESS FOR A PLAINTIFF'S ATTORNEY. $250 PER HOUR BILLABLE DIRECTLY TO THE ATTORNEY FOR SERVICES. (4)NAME: LIGHTNING LAW, LLC INV REL: Y ADDR: AT RESIDENTIAL ADDRESS NATURE: OTHER-CFO AT MY WIFE'S STARTUP POSITION: CHIEF FINANCIAL OFFICER START: 6/24/2020 NO HRS/MO: 10 NO HRS/MO DUR SEC TRADING: 0 DESCRIBE DUTIES: IT IS A LEGAL SOFTWARE COMPANY PROVIDING A WEB-BASED PLATFORM FOR REMOTE DEPOSITIONS AND OTHER LEGAL PROCEEDINGS. MY WIFE IS THE SOLE DIRECTOR AND OWNER AND SHE HOLDS ALL VOTING SHARES OF THE COMPANY. (5) NAME: SCOTT MARTIN INV REL: Y ADD: 600 UNIVERSITY ST., STE. 2300 SEATTLE WA 98101 NATURE: THE SOLICITATION AND SALES OF LIFE, DI, LTC, FIXED ANNUITIES AND HEALTH POSITION: INDEPENDENT INSURANCE AGENT START DATE: 01/02/23 NO. HR/MO: 2 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: SALES, SERVICE OF OUTSIDE INSURANCE (6) NAME: DRIVING HAPPINESS, LLC INV REL: Y ADD: 600 UNIVERSITY ST, STE. 2300, SEATTLE, WA 98101 NATURE: FOR PASS THROUGH COMPENSATION POSITION: OWNER START DATE: 01/12/2026 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 5 DESCRIBE DUTIES: LLC WILL BE USED TO MANAGE REVENUES AND EXPENSES RELATED TO BUSINESS.

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-05-18
• S63 Uniform Securities Agent State Law Examination
  2009-12-21

Other Names

• Scott Martin