Brock Anthony Hillman

Current Employers

Capital Client Group, Inc.

333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2020-10-07

CA RA
APPROVED

Since 2020-10-07

Branch Locations

Arlington, VA • United States

333 South Hope Street, 55Th Floor, Los Angeles, CA 90071-1447 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
American Funds	Los Angeles	CA	07/2015	10/2020
American Funds	Los Angeles	CA	10/2020	Present

07/2015 → 10/2020

American Funds

Los Angeles, CA
10/2020 → Present

American Funds

Los Angeles, CA

Other Businesses

OWNER OF BROCK HILLMAN MUSIC SINCE 2003, NOT INVESTMENT RELATED, BUSINESS IS RAN FROM HOME ADDRESS, WRITE, RECORD AND PERFORM LIVE MUSIC. DEVOTE 4 HRS/MONTH, NONE DURING SECURITIES TRADING HOURS.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2015-07-21

S63 Uniform Securities Agent State Law Examination

2015-07-21

Designations

View on SEC IAPD