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Honolulu, HI • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| HI | RA | APPROVED | 2026-04-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mutual Of Omaha | Honolulu | HI | 12/2015 | 12/2016 |
| Mutual Of Omaha | Honolulu | HI | 12/2016 | 03/2022 |
| Mutual Of Omaha Investor Services | Honolulu | HI | 06/2017 | 03/2022 |
| The Prudential Insurance Company Of America | Honolulu | HI | 05/2022 | 06/2023 |
| Pruco Securities | Honolulu | HI | 05/2022 | 06/2023 |
| Highland Capital Brokerage | Birmingham | AL | 07/2023 | 02/2026 |
| Osaic Wealth, Inc. | Birmingham | AL | 06/2024 | 02/2026 |
| The Wheeler Group Llc Dba Sea Financial Hawaii | Hinolulu | HI | 01/2026 | Present |
| The Wheeler Group | Honolulu | HI | 06/2009 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2022-08-06 |
| S65 | Uniform Investment Adviser Law Examination | 2017-12-15 |
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