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Current Employers
Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2023-11-30
TX RA APPROVED_RES 2023-11-30
  • CO RA
    APPROVED
    Since 2023-11-30
  • TX RA
    APPROVED_RES
    Since 2023-11-30

Branch Locations

9220 Park Meadows Drive, Lone Tree, CO 80124 • United States

4611 Milestone Lane, Castle Rock, CO 80108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bellco Credit Union Englewood CO 12/2014 Present
Cuso Financial Services, Lp San Diego CA 12/2014 11/2023
Osaic Investments, Inc Meriden CT 11/2023 Present
  • 12/2014 → Present
    Bellco Credit Union
    Englewood, CO
  • 12/2014 → 11/2023
    Cuso Financial Services, Lp
    San Diego, CA
  • 11/2023 → Present
    Osaic Investments, Inc
    Meriden, CT
Previous Registrations
  • 2016-10-12 → 2023-11-29
    Cuso Financial Services, L.P.
    Lone Tree, CO
    Littleton, CO
    Englewood, CO
    Casper, WY
    Cheyenne, WY
    Castle Rock, CO
    Cheyenne, WY
    Cheyenne, WY
    Lone Tree, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-10-07
S63 Uniform Securities Agent State Law Examination 2011-05-28
  • S66 Uniform Combined State Law Examination
    2016-10-07
  • S63 Uniform Securities Agent State Law Examination
    2011-05-28

View on SEC IAPD

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