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Constance Ann Etter

Centennial Securities Company, Inc.

Chicago, IL

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Current Employers
Centennial Securities Company, Inc.

3075 Charlevoix Dr Se, Grand Rapids, MI 49546 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2022-01-03
IL RA APPROVED 2019-11-15
  • MI RA
    APPROVED
    Since 2022-01-03
  • IL RA
    APPROVED
    Since 2019-11-15

Branch Locations

135 S. Lasalle Street Suite 3710, Chicago, IL 60603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wunderlich Securities, Inc. Memphis TN 07/2013 Present
Centennial Securities Company, Inc. Grand Rapids MI 11/2019 Present
Previous Registrations
  • 2013-07-16 → 2019-12-09
    B. Riley Wealth Management
    Chicago, IL
  • 2009-04-09 → 2013-07-16
    Sanctuary Securities, Inc.
    Chicago, IL
  • 2006-03-29 → 2009-04-23
    Ubs Financial Services Inc.
    Chicago, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-03-28
  • S66 Uniform Combined State Law Examination
    2006-03-28
Other Names
  • Constance Etter

View on SEC IAPD

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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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