Elizabeth A Sullivan

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-04-19
TX	RA	APPROVED	2015-09-16
CT	RA	APPROVED	2015-09-11

NY RA
APPROVED

Since 2021-04-19
TX RA
APPROVED

Since 2015-09-16
CT RA
APPROVED

Since 2015-09-11

Branch Locations

New York, NY • United States

One Bryant Park, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	New York	NY	09/2015	Present
Bank Of America, N.A.	New York	NY	11/2015	Present

09/2015 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY
11/2015 → Present

Bank Of America, N.A.

New York, NY

Previous Registrations

2012-08-27 → 2015-08-19

Barclays Capital Inc.

New York, NY
2011-03-17 → 2012-09-12

Alliancebernstein L.P.

New York, NY

Other Businesses

I*89495FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: NEW YORK-PRESBYTERIAN HOSPITALINVESTMENT RELATED: NADDRESS OF BUSINESS: NEW YORK, NEW YORK 10019NATURE OF BUSINESS: CHARITABLE ORGANIZATION,POSITION, TITLE, ASSOCIATION: ADVISORY BOARD MEMBER, START DATE OF RELATIONSHIP: 2/1/2016NUMBER OF HOURS DEVOTED: 10 HOUR(S) ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: WORK WITH OTHER MEMBERS OF THE PLANNED GIVING ADVISORY COUNCIL TO STRATEGIZE INITIATIVES TO INCREASE AWARENESS AND RAISE FUNDS FOR NEW YORK-PRESBYTERIAN HOSPITAL.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-02-03

S66 Uniform Combined State Law Examination

2011-02-03

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