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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-03-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Houston | TX | 03/2016 | Present |
| Bank Of America, N.A. | Houston | TX | 06/2016 | Present |
I*455950 For profit or not for profit: Name of outside business organization: Costal Conservation Association Investment related: N Address of business: Houston, Texas, 77024 Nature of business: Position, title, association: , Start date of relationship: Number of hours devoted: hour(s) Number of hours devoted during trading hours: Duties: , CCA is a non-profit marine conservation organization, comprised of 17 coastal state, volunteer based, chapters. Northeast Houston chapter board members are responsible for helping facilitate the annual, volunteer member, fundraising banquet.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-08-10 |
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