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3200 N. Central Ave Suite #200, Phoenix, AZ 85012 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2023-01-09 |
| TX | RA | APPROVED | 2023-01-06 |
Branch Locations
400 North Pennsylvania Ave Suite 840, Roswell, NM 88201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 10/2009 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 10/2009 | 01/2023 |
| Securities America, Inc. | Roswell | NM | 01/2023 | 06/2024 |
| Pfg Advisors | Roswell | NM | 01/2023 | Present |
| Osaic Wealth, Inc. | Roswell | NM | 06/2024 | 11/2025 |
| United Planners | Scottsdale | AZ | 11/2025 | Present |
| Kenneth Ragsdale | Roswell | NM | 02/2010 | Present |
| Pfg Advisors, Llc | Roswell | NM | 01/2023 | Present |
| K Ragsdale Investments Llc | Lorena | TX | 01/2023 | Present |
1.) ENCOUNTER WEALTH - FINANCIAL ADVISOR - DBA NAME FOR MARKETING PURPOSES ONLY - ROSWELL, NM - SINCE 04/2026 - INVESTMENT RELATED 2.) KENNETH RAGSDALE - INSURANCE AGENT - NON-VARIABLE INSURANCE - ROSWELL, NM - SINCE 02/2010 - INVESTMENT RELATED 3.) PFG ADVISORS, LLC - IAR - REGISTERED INVESTMENT ADVISOR - ROSWELL, NM - SINCE 01/2023 - INVESTMENT RELATED 4.) K RAGSDALE INVESTMENTS LLC - SOLE MEMBER - I CREATED A SOLE MEMBER LLC FOR LIMITED LIABILITY PROTECTION - LORENA, TX - SINCE 01/2023 - NOT INVESTMENT RELATED
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-12-23 |
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