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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-03-02
CA RA APPROVED 2019-02-01
  • TX RA
    APPROVED
    Since 2020-03-02
  • CA RA
    APPROVED
    Since 2019-02-01

Branch Locations

10960 Wilshire Boulevard Suite 2000, Los Angeles, CA 90024 • United States

Los Angeles, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Los Angeles CA 01/2019 02/2019
Doheny Asset Management Los Angeles CA 07/2010 12/2018
Morgan Stanley Smith Barney Llc Los Angeles CA 02/2019 Present
Morgan Stanley Private Bank, N.A. New York NY 02/2019 Present
  • 01/2019 → 02/2019
    Morgan Stanley Smith Barney Llc
    Los Angeles, CA
  • 07/2010 → 12/2018
    Doheny Asset Management
    Los Angeles, CA
  • 02/2019 → Present
    Morgan Stanley Smith Barney Llc
    Los Angeles, CA
  • 02/2019 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-02-01
  • S66 Uniform Combined State Law Examination
    2019-02-01

View on SEC IAPD

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