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Tristan Shane Lawrie

LPl Financial LLC

Trumball, CT

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2012-02-14
  • CT RA
    APPROVED
    Since 2012-02-14

Branch Locations

Trumball, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Trumball CT 02/2012 Present
Previous Registrations
  • 2009-12-14 → 2012-01-09
    Edward Jones
    Mystic, CT
    St Louis, MO
    Clinton, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-12-10
  • S66 Uniform Combined State Law Examination
    2009-12-10
Other Names
  • Tristan Lawrie

View on SEC IAPD

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