Stephanie Kristina Brown

Arlington Heights, IL

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Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-10-22
IL	RA	APPROVED	2024-05-03

TX RA
APPROVED

Since 2024-10-22
IL RA
APPROVED

Since 2024-05-03

Branch Locations

Wheaton, IL • United States

1504 N Arlington Heights Rd, Arlington Heights, IL 60004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Invesco Distributors Inc	Downers Grove	IL	11/2013	05/2019
Unemployed	Auburn	CA	06/2019	08/2019
Invesco	Houston	TX	09/2019	01/2024
Beacon Pointe Advisors	Skokie	IL	01/2024	04/2024
Edward Jones	St Louis	MO	05/2024	Present

11/2013 → 05/2019

Invesco Distributors Inc

Downers Grove, IL
06/2019 → 08/2019

Unemployed

Auburn, CA
09/2019 → 01/2024

Invesco

Houston, TX
01/2024 → 04/2024

Beacon Pointe Advisors

Skokie, IL
05/2024 → Present

Edward Jones

St Louis, MO

Previous Registrations

2024-01-17 → 2024-04-26

Beacon Pointe Advisors, Llc

Newport Beach, CA

Skokie, IL
2019-09-12 → 2024-01-05

Invesco Advisers, Inc.

Auburn, CA

West Chicago, IL

Winfield, IL
2021-11-15 → 2024-01-05

Invesco Managed Accounts, Llc

West Chicago, IL

Winfield, IL
2013-11-13 → 2019-05-31

Invesco Advisers, Inc.

Atlanta, GA
2009-12-15 → 2013-10-22

Edward Jones

St Louis, MO

Maryland Heights, MO

Black Mountain, NC

Green Bay, WI

De Pere, WI

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-12-11

S66 Uniform Combined State Law Examination

2009-12-11

Designations

Other Names

Stephanie K Dal Santo
Stephanie K Brown
Stephanie Brown

View on SEC IAPD

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