John Robert Mullett

Current Employers

Employment History

• 08/2009 → 07/2019
  Ohio National Financial Services
  Cincinnati, OH
• 10/2009 → 07/2019
  The O.N. Equity Sales Company
  Cincinnati, OH
• 06/2010 → 07/2019
  Hummel Wealth Management, Llc
  Berlin, OH
• 04/2010 → 07/2019
  O.N. Investment Management Company
  Cincinnati, OH
• 07/2019 → Present
  Pleasant Wealth Llc
  Canton, OH
• 07/2019 → Present
  Kestra Investment Services, Llc
  Canton, OH
• 07/2019 → Present
  Kestra Advisory Services, Llc
  Canton, OH

Previous Registrations

• 2010-06-16 → 2019-07-29
  Hummel Wealth Management, Llc
  Berlin, OH
• 2012-07-20 → 2019-07-25
  On Investment Management Co
  Cincinnati, OH
  Danville, OH
• 2010-06-08 → 2010-12-31
  On Investment Management Co
  Cincinnati, OH

Other Businesses

Business Name: Pleasant Wealth, LLC Investment Related: Yes Address: 4585 SR 39 Berlin OH 44610 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Advisor Start Date: 3/10/2010 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Client facing duties including client acquisition, recommendations, reviews, and customer service. Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway, Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: IAR Start Date: 7/25/2019 Hours per month: 41% - 50% (65 - 80 hours) Hours per month during trading hours: 41% - 50% (57 - 70 hours) Duties: Client meetings, investment advisory services/recommendations, part of team managing proprietary models. Business Name: Ash Brokerage Investment Related: Yes Address: 39555 Orchard Hill Place #515 Novi MI 48375 Nature of Business: Insurance Position, Title or Relationship: Indeopendent insurance agent Start Date: 9/8/2020 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Selling fixed/life insurance products - no contractual production obligations. Business Name: Business Underwriters Associates Investment Related: Yes Address: 3600 Embassy Parkway Ste 100 Akron OH 44333 Nature of Business: Insurance Position, Title or Relationship: Independent insurance agent - access products through BUA's platform Start Date: 1/1/2014 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Independent sales, but no contractual obligation to sell or produce anything or any specific amount Business Name: COUNTERPOINT WEALTH, LLC POSITION: Owner/Sole Member NATURE: Pass through entity for tax purposes INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 8 START DATE: 08/07/2024 ADDRESS: 216 Plum Street, Danville OH 43014 DESCRIPTION: Business record keeping and cash flows. COUNTERPOINT WEALTH, LLC POSITION: Owner/Sole Member NATURE: Pass through entity for tax purposes INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 8 START DATE: 08/07/2024 ADDRESS: 216 Plum Street, Danville OH 43014, United States DESCRIPTION: Business record keeping and cash flows.

Exams

• S66 Uniform Combined State Law Examination
  2010-03-10