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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2015-07-20 |
| TX | RA | APPROVED_RES | 2012-03-29 |
Branch Locations
4309 Hacienda Drive Suite 200, Pleasanton, CA 94588 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Palo Alto | CA | 07/2010 | Present |
*377221 - Rental Property; Investment related Yes; Olongapo City, Philippines ;Real Estate; Sole Proprietor / Owner / Partner (proprietor, partner, officer, director, employee, trustee, agent); Aug 2019; During business hours: 0; After business hours: 5;Sales/Marketing, Administrative, Customer Service. *418536 - JC WORLDWIDE FRANCHISE INC; Investment related No; MANILA, Philippines; Retail/Online Stores, Other; ONLINE FRANCHISEE (proprietor, partner, officer, director, employee, trustee, agent); Dec 2020; During business hours: 0; After business hours: 5.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-06-26 |
| S63 | Uniform Securities Agent State Law Examination | 2009-12-23 |
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