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Dennis Kent Yamasaki

Affirmative Financial Services

Jacksonville, FL

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Current Employers
Affirmative Financial Services

Jacksonville, FL • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2015-04-15
  • WA RA
    APPROVED
    Since 2015-04-15

Branch Locations

Jacksonville, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Affirmative Financial Services Maricopa AZ 06/2013 Present
Previous Registrations
  • 2009-11-11 → 2011-03-04
    Investment Advisors International, Inc.
    Spokane Valley, WA
Other Businesses

AFFIRMATIVE FINANCIAL SERVICES WAS STARTED IN 06/2013 AS AN INSURANCE BROKERAGE SERVICING MOSTLY LIFE, HEALTH, DISABILITY, LTC, AND MEDICARE INSURANCE PRODUCTS. THIS WILL CONTINUE ALONG WITH THE INVESTMENT ADVISORY BEING REGISTERED WITH THE STATE OF WA CURRENTLY. I WILL SPEND APPROXIMATELY 10-12 HOURS A WEEK DEVOTED TO THE INSURANCE BROKERAGE BUSINESS DURING THE SECURITIES TRADING HOURS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-12-02
  • S65 Uniform Investment Adviser Law Examination
    2014-12-02
Other Names
  • Dennis Yamasaki

View on SEC IAPD

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