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Ignacio Del Carril

Ubs Financial Services Inc.

Coral Gables, FL

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-10-24
  • FL RA
    APPROVED
    Since 2023-10-24

Branch Locations

4225 Ponce De Leon Blvd Suite 600, Coral Gables, FL 33146 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Private Bank International Miami FL 05/2009 06/2023
Hsbc Securities (Usa) Inc. Miami FL 05/2009 06/2023
Ubs Financial Services Inc. Coral Gables FL 06/2023 Present
  • 05/2009 → 06/2023
    Hsbc Private Bank International
    Miami, FL
  • 05/2009 → 06/2023
    Hsbc Securities (Usa) Inc.
    Miami, FL
  • 06/2023 → Present
    Ubs Financial Services Inc.
    Coral Gables, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-05-11
S63 Uniform Securities Agent State Law Examination 2019-10-07
  • S66 Uniform Combined State Law Examination
    2023-05-11
  • S63 Uniform Securities Agent State Law Examination
    2019-10-07

View on SEC IAPD

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