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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2011-09-15 |
Branch Locations
1 Smart Way Suite 101, Baton Rouge, LA 70810 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services, Llc | Baton Rouge | LA | 01/2010 | Present |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 10/2009 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | 02/2026 |
| Slingblade Llc Dba Mid City Ballrom | Baton Rouge | LA | 09/2017 | 10/2022 |
1) MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2) TREASURER, HUMANITIES APED, 720 TERRACE AVE, BATON ROUGE, , LOUISIANA, 70802, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 12/22/2022, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, TREASURER: THE TREASURER SHALL OVERSEE THE FINANCIAL AFFAIRS OF THE ORGANIZATION, SHALL DISBURSE THE FUNDS OF THE ORGANIZATION AS MAY BE NECESSARY, SHALL HAVE OVERSIGHT OF ALL FUNDRAISING ACTIVITIES, SHALL MAINTAIN A SET OF STANDARD OPERATING PROCEDURES ADDRESSING THE MAINTENANCE OF FINANCIAL RECORDS AND SUCH OTHER MATTERS WITHIN THE POSITIONÂ??S PURVIEW, AND SHALL PERFORM SUCH OTHER DUTIES AS ARE INCIDENTAL TO THE POSITION. NOTE: REFERENCE ROBERTÂ??S RULES OF ORDER ARTICLE X FOR MORE INFORMATION. THE PRESIDENT AND VICE-PRESIDENT SHALL BE THE ONLY BOARD MEMBERS REQUIRED TO AGREE TO SPECIFIC ELECTION TERMS, WHICH MUST OVERLAP BY NO LESS THAN FIVE MONTHS TO ENSURE CONTINUATION OF ADEQUATE LEADERSHIP AND DIRECTION OF THE BOARD. I AM WAITING TO HEAR IF I WILL HAVE CHECK SIGNING AUTHORITY, AND LET THEM KNOW I CANNOT BE A SINGLE SIGNER ON ACCOUNTS
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-09-12 |
| S63 | Uniform Securities Agent State Law Examination | 2010-03-12 |
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