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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-08-18
  • TX RA
    APPROVED
    Since 2015-08-18

Branch Locations

Frisco, TX • United States

3965 Dallas Parkway Frisco Regional, Frisco, TX 75034 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mustang Vending Carrollton TX 05/2008 Present
Tiaa-Cref Individual & Institutional Services, Llc Frisco TX 06/2011 Present
Tiaa Frisco TX 06/2011 Present
Other Businesses

MUSTANG VENDING *NOT INVESTMENT REALTED *2005 STIENWAY CARROLLTON TEXAS 75007* VENDING* OWNER *05/11/2008* 0 HOURS* OVERSEE OPERATIONS* 0 HOURS DURING TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-08-18
S63 Uniform Securities Agent State Law Examination 2009-11-24
  • S66 Uniform Combined State Law Examination
    2015-08-18
  • S63 Uniform Securities Agent State Law Examination
    2009-11-24

View on SEC IAPD

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