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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-02-05 |
| TX | RA | APPROVED | 2025-02-05 |
Branch Locations
14241 Dallas Parkway Suite 1200, Dallas, TX 75254 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Midwest Bank | Sycamore | IL | 05/2015 | 09/2021 |
| Unemployed | Wallkill | NY | 09/2021 | 08/2022 |
| Edward Jones | Napanoch | NY | 09/2022 | 11/2023 |
| Lpl Financial Llc | Sycamore | IL | 03/2016 | 09/2021 |
| Massmutual Life Insurance Co | Dallas | TX | 01/2025 | Present |
| Mml Investors Services, Llc | Dallas | TX | 01/2025 | Present |
| Unemployed | Napanoch | NY | 11/2023 | 01/2025 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-06-23 |
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