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Margaret Sangster Jimenez

Stifel, Nicolaus & Company, Incorporated

San Francisco, CA

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-11-12
CA RA APPROVED 2018-07-27
  • TX RA
    APPROVED_RES
    Since 2018-11-12
  • CA RA
    APPROVED
    Since 2018-07-27

Branch Locations

One Montgomery Street Suites 3300, 3500, 3600, & 3700, San Francisco, CA 94104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc San Francisco CA 07/2018 Present
Jp Morgan Securities Llc San Francisco CA 06/2015 07/2018
  • 07/2018 → Present
    Stifel Nicolaus & Co Inc
    San Francisco, CA
  • 06/2015 → 07/2018
    Jp Morgan Securities Llc
    San Francisco, CA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-05-10
S63 Uniform Securities Agent State Law Examination 2011-05-12
  • S65 Uniform Investment Adviser Law Examination
    2016-05-10
  • S63 Uniform Securities Agent State Law Examination
    2011-05-12
Other Names
  • Margaret Sangster Jimenez
  • Margaret Jimenez

View on SEC IAPD

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Other Offices

FORT POINT CAPITAL PARTNERS LLC · SAN FRANCISCO, CA
DIVISAR CAPITAL MANAGEMENT, LLC · SAN FRANCISCO, CA
CHARLES SCHWAB & CO., INC. · San Francisco, CA
1SHARPE CAPITAL LLC · SAN FRANCISCO, CA
RBC SECURITIES, INC · SAN FRANCISCO, CA
STRATEGIC ADVISERS LLC · SAN FRANCISCO, CA
VALEAS CAPITAL PARTNERS · SAN FRANCISCO, CA
ZENTARA EXCHANGE LTD · SAN FRANCISCO, CA

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