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6 Kimball Lane, Lynnfield, MA 01940 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2025-07-28 |
| CA | RA | APPROVED | 2025-03-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lucia Securities, Llc. | San Diego | CA | 11/2014 | 01/2017 |
| Lucia Capital Management | San Diego | CA | 11/2014 | 08/2021 |
| Copia Wealth Studios | San Diego | CA | 08/2021 | 03/2023 |
| Aog Wealth Management | Reston | VA | 04/2023 | 02/2025 |
| F. L. Putnam Investment Management Company | Reston | VA | 02/2025 | Present |
| American Elm Distribution Partners Llc | Portsmouth | NH | 07/2022 | 04/2023 |
Sole Proprietor; Investment-Related: Yes; 1551 Union Street #802, San Diego, CA 92101; Offers non-investment advisory consulting services; Owner; 2-10 hours/month at peak; 0 during securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2015-05-04 |
| S66 | Uniform Combined State Law Examination | 2010-03-18 |
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