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8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2024-05-09 |
Branch Locations
53 State Street 28Th Floor, Boston, MA 02109 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2024-05-09 |
Branch Locations
53 State Street 28Th Floor, Boston, MA 02109 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Republic Bank | Boston | MA | 04/2003 | 06/2023 |
| First Citizens Investor Services | Raleigh | NC | 02/2024 | Present |
| First Citizens Bank | Boston | MA | 02/2024 | Present |
| Not Employed | Lynnfield | MA | 07/2023 | 01/2024 |
| Svb Wealth | Boston | MA | 04/2024 | Present |
| First Citizens Asset Management | Raleigh | NC | 04/2024 | Present |
SVB Wealth; 53 State Street Boston, MA 02109; Began 4/22/2024; 50 hours/month; role: private banker; duties: meeting with existing and prospective clients to discuss full range of investment capabilities. Compensation is part of salary paid by FCIS. No direct compensation received from SVBW FCAM; 53 State Street Boston, MA 02109; Began 4/22/2024; 50 hours/month; role: private banker; duties: meeting with existing and prospective clients to discuss full range of investment capabilities. Compensation is part of salary paid by FCIS. No direct compensation received from FCAM
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-04-08 |
| S63 | Uniform Securities Agent State Law Examination | 2009-11-16 |
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