Eric Allen Sams

Current Employers

Employment History

• 03/2011 → 12/2016
  Keystone Capital Corporation
  San Diego, CA
• 01/2017 → 05/2020
  Wbb Securities Llc
  San Diego, CA
• 03/2020 → 05/2020
  Allied Millennial Partners Llc
  New York, NY
• 03/2020 → 05/2020
  Millennial Advisers Llc
  New York, NY
• 07/2020 → 04/2024
  Xton Financial, Llc (Formerly Tessera Capital Services, Llc)
  Nolensville, TN
• 05/2020 → Present
  Axxcess Wealth Management, Llc
  Nolensville, TN

Previous Registrations

• 2020-05-01 → 2021-12-31
  Axxcess Wealth Management, Llc
  San Diego, CA
  Carlsbad, CA
• 2017-01-03 → 2020-07-15
  Wbb Securities, Llc
  Cranford, NJ
  Cranford, NJ
• 2020-03-26 → 2020-04-30
  Millennial Advisers, Llc.
  New York, NY
  San Diego, CA
• 2011-03-15 → 2016-10-31
  Coinbase Capital Markets Corp
  New York, NY
  San Diego, CA
  San Francisco, CA
• 2010-04-26 → 2011-03-16
  Equitable Advisors, Llc
  San Diego, CA
  San Diego, CA

Other Businesses

1.) E & E Financial, LLC; Not investment-related; Nolensville, TN and San Diego, CA; DBA for investment advisory business with Axxcess Wealth Management, LLC ("AWM"). 2.) Monahan & Roth, LLC; Not Investment-Related; San Diego, CA; Consulting services; Consultant; Start Date 3/2011; Approximately 10 - 40 Hours Per Week, during securities trading hours; Responsible for due diligence, case research, client services, and provides direct support to senior management on all matters. 3.) Insurance; Not Investment Related; Nolensville, TN and San Diego, CA; Insurance; Agent; Start 4/2010; Less Than 5% of Time, during securities trading hours; sales of insurance through CPS Insurance 4.) Harriet Tubman Village Charter School; Not investment-related; San Diego, CA; Educational organization; President of the Board; Start 05/2019; 5 hours/month, not during securities trading hours; attend board meetings

Exams

• S66 Uniform Combined State Law Examination
  2010-04-23

Other Names

• Eric Allen Sams
• Eric Allen Sams