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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-11-14 |
Branch Locations
135 Us Highway 202/206 Suite 3, Bedminster, NJ 07921 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | West Caldwell | NJ | 06/2015 | 06/2023 |
| Wells Fargo Advisors, Llc | Union | NJ | 06/2015 | 11/2016 |
| Wells Fargo Clearing Services, Llc | West Caldwell | NJ | 11/2016 | 06/2023 |
| The Prudential Insurance Company Of America | Basking Ridge | NJ | 09/2023 | Present |
| Pruco Securities Llc. | Basking Ridge | NJ | 09/2023 | 11/2024 |
| Unemployed | Boonton | NJ | 06/2023 | 09/2023 |
| Lpl Enterprise, Llc | Basking Ridge | NJ | 11/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-12-16 |
| S63 | Uniform Securities Agent State Law Examination | 2013-10-17 |
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