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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-12-24 |
| TX | RA | APPROVED | 2025-05-08 |
| GA | RA | APPROVED | 2025-04-30 |
Branch Locations
3455 Peachtree Rd Suite 1525, Atlanta, GA 30326-3254 • United States
1333 N California Blvd Ste 630, Walnut Creek, CA 94596 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank Na | Atlanta | GA | 10/2009 | 04/2019 |
| J.P. Morgan Securities Llc | Atlanta | GA | 10/2012 | 04/2019 |
| Ameriprise Financial Services, Llc | Atlanta | GA | 12/2020 | Present |
| Unemployed | Duluth | GA | 04/2019 | 12/2020 |
Outside Employment; The WOWM Group LLC; Associate Financial Advisor; Manage advisory business; 3455 Peachtree Rd NE, Suite 1525, Atlanta, GA, 30326; Investment-Related; 01/01/2026; 40 to 59 hours per month; 40 to 59 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-04-28 |
| S63 | Uniform Securities Agent State Law Examination | 2025-04-03 |
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