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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-12-24
TX RA APPROVED 2025-05-08
GA RA APPROVED 2025-04-30
  • CA RA
    APPROVED
    Since 2025-12-24
  • TX RA
    APPROVED
    Since 2025-05-08
  • GA RA
    APPROVED
    Since 2025-04-30

Branch Locations

3455 Peachtree Rd Suite 1525, Atlanta, GA 30326-3254 • United States

1333 N California Blvd Ste 630, Walnut Creek, CA 94596 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Na Atlanta GA 10/2009 04/2019
J.P. Morgan Securities Llc Atlanta GA 10/2012 04/2019
Ameriprise Financial Services, Llc Atlanta GA 12/2020 Present
Unemployed Duluth GA 04/2019 12/2020
  • 10/2009 → 04/2019
    Jpmorgan Chase Bank Na
    Atlanta, GA
  • 10/2012 → 04/2019
    J.P. Morgan Securities Llc
    Atlanta, GA
  • 12/2020 → Present
    Atlanta, GA
  • 04/2019 → 12/2020
    Unemployed
    Duluth, GA
Other Businesses

Outside Employment; The WOWM Group LLC; Associate Financial Advisor; Manage advisory business; 3455 Peachtree Rd NE, Suite 1525, Atlanta, GA, 30326; Investment-Related; 01/01/2026; 40 to 59 hours per month; 40 to 59 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-04-28
S63 Uniform Securities Agent State Law Examination 2025-04-03
  • S65 Uniform Investment Adviser Law Examination
    2025-04-28
  • S63 Uniform Securities Agent State Law Examination
    2025-04-03
Other Names
  • Kristeena M James
  • Kristeena Marie James
  • Kristeena M Brown

View on SEC IAPD

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