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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2002-05-23 |
Branch Locations
Lincoln Harbor 1000 & 1200 Lincoln Harbor Blvd, Weehawken, NJ 07086 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Weehawken | NJ | 02/2001 | Present |
1) NAME OF OTHER BUSINESS: Assistants In Marketing (Various Focus Groups)... not an official address or name of the organization / INVESTMENT RELATED?: NO / NATURE OF THE BUSINESS: Focus groups are used to gain feedback on products or services of other entities. It is anonymous in nature and has nothing to do with UBS and UBS is not referenced in any manner. I would refrain from ever doing a group associated with the financial industry. groups take place at night after work and probably happen once every 2 months or so / DUTIES: none / START DATE: 12/15/2008 / HOURS DEVOTED TO BUSINESS: 2 /// 2) NAME OF OTHER BUSINESS: Jeffrey Lichtstein 46 heron Road Livingston, NJ 07039 / INVESTMENT RELATED?: ________ / NATURE OF THE BUSINESS: Purchasing term insurance for my wife and I and splitting the commission with the agent who will handle the policy (i am licensed in NJ) kindred business / DUTIES: none / START DATE: _3/6/2009 / HOURS DEVOTED TO BUSINESS: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-12-04 |
| S63 | Uniform Securities Agent State Law Examination | 1998-11-25 |
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