Inactive

Mark Richard Holden

Vestor Capital, LLC

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Current Employers

Vestor Capital, Llc

10 S. Riverside Plaza Suite 1400, Chicago, IL 60606-3840 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-09-11
IL	RA	APPROVED	2022-02-10

TX RA
APPROVED

Since 2024-09-11
IL RA
APPROVED

Since 2022-02-10

Branch Locations

10 S. Riverside Plaza Suite 1400, Chicago, IL 60606-3840 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Thinkorswim Inc	Chicago	IL	12/2007	08/2021
Tdameritrade, Inc	Chicago	IL	07/2010	08/2021
Vestor Capital, Llc	Chicago	IL	09/2021	Present

12/2007 → 08/2021

Thinkorswim Inc

Chicago, IL
07/2010 → 08/2021

Tdameritrade, Inc

Chicago, IL
09/2021 → Present

Vestor Capital, Llc

Chicago, IL

Previous Registrations

2021-09-22 → 2021-12-31

Vestor Capital, Llc

Chicago, IL
2016-01-22 → 2021-09-10

Td Ameritrade, Inc.

Chicago, IL

Chicago, IL

Chicago, IL
2016-01-22 → 2021-09-10

Td Ameritrade Investment Management, Llc

Chicago, IL

Chicago, IL
2013-09-13 → 2016-01-22

Tradewise Advisors, Inc.

Chicago, IL
2010-06-21 → 2013-09-13

Tradewise Advisors, Inc.

Chicago, IL
2010-03-26 → 2010-08-06

Thinkorswim Advisors, Inc.

Chicago, IL

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2014-01-27
S65	Uniform Investment Adviser Law Examination	2010-03-24

S63 Uniform Securities Agent State Law Examination

2014-01-27
S65 Uniform Investment Adviser Law Examination

2010-03-24

Designations

View on SEC IAPD

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