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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2022-04-25
  • MI RA
    APPROVED
    Since 2022-04-25

Branch Locations

4519 Cascade Road Se Suite 2B, Grand Rapids , MI 49546-3666 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Financial Group Grand Rapids MI 11/2009 04/2022
Mml Investors Services, Llc Grand Rapids MI 11/2009 04/2022
Royal Alliance Fenton MI 04/2022 Present
  • 11/2009 → 04/2022
    Massmutual Financial Group
    Grand Rapids, MI
  • 11/2009 → 04/2022
    Grand Rapids, MI
  • 04/2022 → Present
    Royal Alliance
    Fenton, MI
Previous Registrations
Other Businesses

1) INSURANCE ACTIVITY POSITION: Advisor NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 32 SECURITIES TRADING HOURS: 32 START DATE: 08/01/2009 ADDRESS: 3309 Silver Lake Rd., Suite A, Fenton MI 48430, United States DESCRIPTION: Advice clients around their decisions on Life, Disability, and Long Term Care Insurance. 2) FINANICAL PLANNING / WEALTH ADVISOR: EMBREE & COMPANY WEALTH ADVISORY POSITION: Advisor NATURE: Sole Proprietorship. Embree & Company Wealth Advisory is a Marketing Name used in conjunction with wealth business. Marketing name has been approved/ filed with BD. INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 01/01/2016 ADDRESS: 3309 Silver Lake Rd., Suite A, Fenton MI 48430, United States DESCRIPTION: Write financial plans for clients. 3) NAIFA-MI POSITION: President NATURE: Non Profit Organization. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 10 START DATE: 01/01/2023 ADDRESS: PO Box 530, Dewitt MI 48820, United States DESCRIPTION: Run monthly meetings and check in with chairperson's of committees. 4) HOLVICK & ASSOCIATES POSITION: Partner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 05/30/2022 ADDRESS: 3309 W. Silver Lake Rd, Fenton MI 48430, United States DESCRIPTION: Refer people who are interested in working with H&A. Help with administrative tasks when needed.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-03-26
  • S66 Uniform Combined State Law Examination
    2010-03-26

View on SEC IAPD

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