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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2022-04-25 |
Branch Locations
4519 Cascade Road Se Suite 2B, Grand Rapids , MI 49546-3666 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Financial Group | Grand Rapids | MI | 11/2009 | 04/2022 |
| Mml Investors Services, Llc | Grand Rapids | MI | 11/2009 | 04/2022 |
| Royal Alliance | Fenton | MI | 04/2022 | Present |
1) INSURANCE ACTIVITY POSITION: Advisor NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 32 SECURITIES TRADING HOURS: 32 START DATE: 08/01/2009 ADDRESS: 3309 Silver Lake Rd., Suite A, Fenton MI 48430, United States DESCRIPTION: Advice clients around their decisions on Life, Disability, and Long Term Care Insurance. 2) FINANICAL PLANNING / WEALTH ADVISOR: EMBREE & COMPANY WEALTH ADVISORY POSITION: Advisor NATURE: Sole Proprietorship. Embree & Company Wealth Advisory is a Marketing Name used in conjunction with wealth business. Marketing name has been approved/ filed with BD. INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 01/01/2016 ADDRESS: 3309 Silver Lake Rd., Suite A, Fenton MI 48430, United States DESCRIPTION: Write financial plans for clients. 3) NAIFA-MI POSITION: President NATURE: Non Profit Organization. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 10 START DATE: 01/01/2023 ADDRESS: PO Box 530, Dewitt MI 48820, United States DESCRIPTION: Run monthly meetings and check in with chairperson's of committees. 4) HOLVICK & ASSOCIATES POSITION: Partner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 05/30/2022 ADDRESS: 3309 W. Silver Lake Rd, Fenton MI 48430, United States DESCRIPTION: Refer people who are interested in working with H&A. Help with administrative tasks when needed.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-03-26 |
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