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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2022-08-26 |
| TX | RA | APPROVED | 2022-08-25 |
| VA | RA | APPROVED | 2022-08-25 |
Branch Locations
951 East Byrd Street, Richmond, VA 23219 • United States
Roanoke, VA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Roanoke | VA | 02/2011 | 11/2020 |
| Wells Fargo Clearing Services Llc. | Roanoke | VA | 11/2020 | 08/2022 |
| Ubs Financial Services Inc | Winter Park | FL | 08/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-02-09 |
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