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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2025-03-31
TX RA APPROVED_RES 2025-03-31
  • MO RA
    APPROVED
    Since 2025-03-31
  • TX RA
    APPROVED_RES
    Since 2025-03-31

Branch Locations

St. Louis, MO • United States

1524 S. Lindbergh Boulevard, St. Louis, MO 63131-3513 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade St. Louis MO 08/2014 02/2018
Td Ameritrade, Inc. Brentwood TN 02/2018 09/2020
Fidelity Investments St. Louis MO 09/2020 Present
Fidelity Investments Boston MA 03/2025 Present
  • 08/2014 → 02/2018
    Scottrade
    St. Louis, MO
  • 02/2018 → 09/2020
    Td Ameritrade, Inc.
    Brentwood, TN
  • 09/2020 → Present
    Fidelity Investments
    St. Louis, MO
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2020-12-21 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    St. Louis, MO
  • 2018-03-15 → 2020-09-15
    Td Ameritrade, Inc.
    St. Louis, MO
    Nashville, TN
  • 2018-03-22 → 2020-09-15
    Td Ameritrade Investment Management, Llc
    Brentwood, TN
  • 2016-03-17 → 2018-03-20
    Scottrade Investment Management
    Saint Louis, MO
  • 2014-07-14 → 2014-08-05
    Harrisdirect Llc
    Arlington, VA
  • 2011-03-01 → 2014-04-16
    Td Ameritrade, Inc.
    Westlake, TX
    Fort Worth, TX
  • 2011-03-01 → 2014-04-16
    Td Ameritrade Investment Management, Llc
    Forth Worth, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-02-24
S63 Uniform Securities Agent State Law Examination 2010-02-19
  • S66 Uniform Combined State Law Examination
    2011-02-24
  • S63 Uniform Securities Agent State Law Examination
    2010-02-19

View on SEC IAPD

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