Jeffrey Richardson Keen

Current Employers

Aza Capital Management

141 W Jackson Blvd Suite 3332, Chicago, IL 60604 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2025-01-01
IL	RA	APPROVED	2009-12-23

MI RA
APPROVED

Since 2025-01-01
IL RA
APPROVED

Since 2009-12-23

Branch Locations

Leland, MI • United States

141 W Jackson Blvd Suite 3332, Chicago, IL 60604 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Aza Capital Management	Chicago	IL	03/2005	Present

03/2005 → Present

Aza Capital Management

Chicago, IL

Other Businesses

Since 2019, Mr. Keen has been the owner of Broadreach Enterprises, LLC ("Broadreach") located at 3119 N Manitou Trl, Leland, MI 49654. Broadreach is not an investment-related business. Broadreach has a service agreement with Insight 2811, Inc. to maintain an off-site office location to bolster operational continuity and serve as a backup for limited contingency operations in the event of a natural disaster, government lockdown, or other business disruption. On a monthly basis, approximately 1-10 hours during non-trading hours are spent bookkeeping and maintaining the company's location.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2009-12-22

S65 Uniform Investment Adviser Law Examination

2009-12-22

Other Names

Jeff Keen

View on SEC IAPD