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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-02-19 |
| FL | RA | APPROVED | 2016-09-28 |
Branch Locations
9130 S. Dadeland Blvd. Suite 1400, Miami, FL 33156 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors Llc | New York | NY | 09/2009 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 09/2009 | Present |
RENTAL PROPERTY, OWNER, 08/11/2015, 10425 SW 112 AVE. UNIT 325, MIAMI, FL. 33176, APPROX 0 HR.MO. - DBA-PRIVATE CLIENT GROUP OUTSIDE INSURANC, Outside Insurance.; The Peacock Building Association 671 Biltmore Way Coral Gables FL 33134, Member of the BOD at the Peacock Building Association, supervise daily cleaning of the inside of building including lobby floors, elevators, escalators, walls and garage. 08/01/2025, 4HRS/MO. Not investment related.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2016-10-10 |
| S65 | Uniform Investment Adviser Law Examination | 2016-09-24 |
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