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100 Meridian Centre Blvd Suite 250, Rochester, NY 14618 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2024-11-25 |
| NY | RA | APPROVED | 2024-11-05 |
| PA | RA | APPROVED | 2024-11-05 |
Branch Locations
100 Meridian Centre Blvd Suite 250, Rochester, NY 14618 • UNITED STATES
8605 East Raintree Drive Suite 280, Scottsdale, AZ 85260 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2024-11-25 |
| NY | RA | APPROVED | 2024-11-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Realta Investment Advisors, Inc. | Wilmington | DE | 03/2009 | 10/2024 |
| Realta Equities, Inc. | Wilmington | DE | 02/2014 | 10/2024 |
| Ashton Thomas Securities, Llc | Rochester | NY | 10/2024 | Present |
| Coastal Insurance Services | Wilmington | DE | 03/2010 | 05/2025 |
1. ASHTON THOMAS PRIVATE WEALTH, LLC; YES, INVESTMENT RELATED; 8605 E RAINTREE DRIVE, SUITE 280, SCOTTSDALE, AZ 85260; INVESTMENT ADVISORY SERVICES; DUE DILIGENCE MANAGER; 10/29/2024; 40 HOURS/WEEK. 2. NORTHERN YORK FOOTBALL & CHEER. START DATE: 12/21/2017. NATURE: YOUTH FOOTBALL ORGANIZATION. WEBSITE: WWW.NYFCPOLARBEARS.ORG. POSITION: BOARD MEMBER. HOURS PER WEEK: 1, NOT DURING TRADING HOURS. 3. THE YARD DILLSBURG, LLC; 220 S 2ND STREET, STE B, DILLSBURG, PA 17019; BASEBALL AND SOFTBALL TRAINING FACILITY; WWW.THEYARDDILLSBURG.COM; CO-OWNER/OPERATOR; INCOME FROM OPERATIONS; INVESTMENT OF $22,000 IN UP FRONT COSTS; 21 HOURS PER WEEK DURING NON-TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2014-06-06 |
| S65 | Uniform Investment Adviser Law Examination | 2010-02-01 |
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