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1655 Grant Street 10Th Floor, Concord, CA 94520-2445 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-02-09 |
Branch Locations
1655 Grant Street 10Th Floor, Concord, CA 94520-2445 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chicago | IL | 02/2010 | 06/2018 |
| Bank Of America Corp | Chicago | IL | 09/2009 | 06/2018 |
| Iht Wealth Management Llc | Chicago | IL | 06/2018 | 11/2020 |
| Lpl Financial Llc | Chicago | IL | 10/2018 | 11/2020 |
| Jpmorgan Chase Bank, N.A. | Chicago | IL | 11/2020 | 11/2021 |
| J.P. Morgan Securities Llc | Chicago | IL | 11/2020 | 11/2021 |
| Merrill Lynch | Chicago | IL | 09/2009 | 06/2018 |
| Assetmark Brokerage, Llc | Sarasota | FL | 11/2021 | Present |
| Assetmark Financial Holdings, Inc. | Sarasota | FL | 11/2021 | Present |
| Assetmark, Inc | Sarasota | FL | 11/2021 | Present |
ASSETMARK FINANCIAL HOLDINGS, INC. (PARENT COMPANY) - IN CONCORD, CA - INVESTMENT RELATED - EMPLOYMENT START DATE 11/2021 - 160 HRS / MONTHLY - FINANCIAL INSTITUTIONAL CONSULTANT OF ASSETMARK, INC. - A REGISTERED INVESTMENT ADVISER - IN CONCORD CA - AFFILIATE OF ASSETMARK BROKERAGE, LLC. - INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-07-02 |
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