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1800 S. Telshor, Las Cruces, NM 88011 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2022-01-21 |
Branch Locations
6465 Greenwood Plaza Boulevard, Suite 150, Centennial, CO 80111 • United States
1800 S. Telshor, Las Cruces, NM 88011 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Chicago | IL | 01/2018 | 03/2018 |
| Option One | Northbrook | IL | 04/2011 | 01/2018 |
| Michael Kuhn | Englewood | CO | 05/2018 | 02/2021 |
| Northwestern Mutual Investment Services Llc | Englewood | CO | 05/2018 | 02/2021 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 05/2019 | 02/2021 |
| Spence Asset Management | Las Cruces | NM | 03/2021 | 01/2024 |
| Westwind Capital | Las Cruces | NM | 01/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-01-10 |
| S63 | Uniform Securities Agent State Law Examination | 2019-04-30 |
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