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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-17
  • NY RA
    APPROVED
    Since 2021-08-17

Branch Locations

Rego Park, NY • United States

Citi Wealth Management, Sales 38-18 Queens Boulevard, B, Long Island City, NY 11101 • United States

Citi Retail Banking 176-50 Union Tpke, Flushing, NY 11366 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc New York NY 08/2016 03/2018
Hsbc Bank Usa Na New York NY 03/2018 02/2020
Hsbc Securities Usa Inc New York NY 04/2018 02/2020
Citigroup Elmhurst NY 03/2020 Present
  • 08/2016 → 03/2018
    New York, NY
  • 03/2018 → 02/2020
    Hsbc Bank Usa Na
    New York, NY
  • 04/2018 → 02/2020
    Hsbc Securities Usa Inc
    New York, NY
  • 03/2020 → Present
    Citigroup
    Elmhurst, NY
Previous Registrations
Other Businesses

OA name: 252 Tom Hunter Rd. Fort Lee, NJ 07024, Nature: House rental property (Investment-related: Yes, Location: Fort Lee, NJ, started 04/01/2019), Title: Joint owner, Duties: Passive joint owner of the house. I do not manage the rental property, Hours: (0 during trading hours/month, 0 during non-trading hours/month).

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-09-13
S63 Uniform Securities Agent State Law Examination 2009-12-30
  • S66 Uniform Combined State Law Examination
    2016-09-13
  • S63 Uniform Securities Agent State Law Examination
    2009-12-30
Other Names
  • Zu Yao Lin
  • Josine Lin

View on SEC IAPD

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