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Megan Marie Phillips

D.A. Davidson & Co.

Minden, NV

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Current Employers
D.A. Davidson & Co.

8 Third Street North, Great Falls, MT 59401 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-09-27
NV RA APPROVED 2020-04-14
  • TX RA
    APPROVED_RES
    Since 2022-09-27
  • NV RA
    APPROVED
    Since 2020-04-14

Branch Locations

1644 Us Hwy 395 N Suite 1B, Minden, NV 89423 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Gardnerville NV 01/2008 03/2020
D.A. Davidson & Co. Minden NV 04/2020 Present
Previous Registrations
  • 2011-01-03 → 2020-04-07
    Gardnerville, NV
    Reno, NV
    Las Vegas, NV
    Gardnerville, NV
    Reno, NV
    Gardnerville, NV
    Carson City, NV
    Carson City, NV
    Carson City, NV
  • 2009-11-20 → 2011-01-03
    Wells Fargo Investments, Llc
    Gardnerville, NV
Other Businesses

1) BATTLE BORN WINE, NON-INVESTMENT RELATED. 50% OWNER, START: 4/2007, 10 HOURS PER MONTH/0 DURING TRADING, DUTIES: HELP WITH SALES, ADVERTISING, MARKETING, BOOKKEEPING, PAYING BILLS, GENERAL MANAGEMENT OF THE SHOP. 2) RKP LLC; INVESTMENT RELATED; MINDEN, NV; LLC TO HOLD REAL ESTATE; MANAGING MEMBER; STARTING 3/1/2021; 1 HOUR PER MONTH, NO TIME DURING SECURITIES TRADING HOURS. 3) 1526 NORTH CT; INVESTMENT RELATED; GARDNERVILLE, NV; RENTAL PROPERTY; OWNER; STARTING 5/1/2021; 5 HR/MO; NO TIME DURING SECURITIES TRADING HOURS; PAY BILLS AND TAKE CARE OF PROPERTY. 4) RKP, LLC; INVESTMENT RELATED; 1632 BELARRA DR.; RENTAL PROPERTIES; CO-OWNER; START 4/27/23; 4 HR/MO; NO TIME DEVOTED DURING SECURITIES TRAINING HOURS; MEMBER OF A RENTAL PROPERTY LLC THAT IS PURCHASING A NEW PROPERTY. 5) CENTERTOWNE SUBDIVISION HOME OWNERS ASSOCIATION; NON-INVESTMENT RELATED; RENO, NV; HOA; TEMPORARY BOARD MEMBER; START 2/16/26; 2 HR/MO; NO TIME DEVOTED DURING SECURITIES TRADING HOURS; I APPROVE HOA TRANSACTIONS AND TAKE MEETING MINUTES. 6) MEGAN MARIE PHILLIPS REVOCABLE LIVING TRUST; INVESTMENT RELATED; MINDEN, NV; FIDUCIARY ROLE; OWNER; START 12/5/25; 1 HR/MO; NO TIME DEVOTED DURING SECURITIES TRADING HOURS; RENTAL PROPERTY OWNER.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-11-18
  • S66 Uniform Combined State Law Examination
    2009-11-18
Other Names
  • Megan Marie Hansen
  • Megan Marie Phillips
  • Megan Phillips

View on SEC IAPD

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