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8 Third Street North, Great Falls, MT 59401 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-09-27 |
| NV | RA | APPROVED | 2020-04-14 |
Branch Locations
1644 Us Hwy 395 N Suite 1B, Minden, NV 89423 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Gardnerville | NV | 01/2008 | 03/2020 |
| D.A. Davidson & Co. | Minden | NV | 04/2020 | Present |
1) BATTLE BORN WINE, NON-INVESTMENT RELATED. 50% OWNER, START: 4/2007, 10 HOURS PER MONTH/0 DURING TRADING, DUTIES: HELP WITH SALES, ADVERTISING, MARKETING, BOOKKEEPING, PAYING BILLS, GENERAL MANAGEMENT OF THE SHOP. 2) RKP LLC; INVESTMENT RELATED; MINDEN, NV; LLC TO HOLD REAL ESTATE; MANAGING MEMBER; STARTING 3/1/2021; 1 HOUR PER MONTH, NO TIME DURING SECURITIES TRADING HOURS. 3) 1526 NORTH CT; INVESTMENT RELATED; GARDNERVILLE, NV; RENTAL PROPERTY; OWNER; STARTING 5/1/2021; 5 HR/MO; NO TIME DURING SECURITIES TRADING HOURS; PAY BILLS AND TAKE CARE OF PROPERTY. 4) RKP, LLC; INVESTMENT RELATED; 1632 BELARRA DR.; RENTAL PROPERTIES; CO-OWNER; START 4/27/23; 4 HR/MO; NO TIME DEVOTED DURING SECURITIES TRAINING HOURS; MEMBER OF A RENTAL PROPERTY LLC THAT IS PURCHASING A NEW PROPERTY. 5) CENTERTOWNE SUBDIVISION HOME OWNERS ASSOCIATION; NON-INVESTMENT RELATED; RENO, NV; HOA; TEMPORARY BOARD MEMBER; START 2/16/26; 2 HR/MO; NO TIME DEVOTED DURING SECURITIES TRADING HOURS; I APPROVE HOA TRANSACTIONS AND TAKE MEETING MINUTES. 6) MEGAN MARIE PHILLIPS REVOCABLE LIVING TRUST; INVESTMENT RELATED; MINDEN, NV; FIDUCIARY ROLE; OWNER; START 12/5/25; 1 HR/MO; NO TIME DEVOTED DURING SECURITIES TRADING HOURS; RENTAL PROPERTY OWNER.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-11-18 |
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