Daniel Ruben

Current Employers

Employment History

• 01/1992 → Present
  Sherman Oaks Medical Associates Inc
  Sherman Oaks, CA
• 09/1985 → Present
  Self Employed (Business Consultant
  Sherman Oaks, CA
• 03/2012 → Present
  Warner Pacific And Cavalier Associates
  Westlake Village, CA
• 10/2012 → Present
  Independent Financial Group
  Agoura Hills, CA

Previous Registrations

• 2012-01-06 → 2012-11-16
  Transamerica Financial Advisors, Llc
  Agoura Hills, CA
  Agoura Hills, CA
  Thousand Oaks, CA
• 2009-12-04 → 2012-01-06
  Investment Advisors International, Inc.
  Agoura Hills, CA

Other Businesses

(1) CONSULTANT POSITION: sole proprietor NATURE: Consulting Services INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/11/2012 ADDRESS: 5716 Corsa Avenue, Suite 100, Westlake Village CA 91362, United States DESCRIPTION: BUSINESS CONSULTANT UTILIZING MBA FOR CONSULTING SERVICES TO BUSINESSES (2) INSURANCE POSITION: Agent/Representative NATURE: Insurance outside of IFG INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 11/16/2012 ADDRESS: 5716 Corsa Avenue, Suite 100, Westlake Village CA 91362, United States DESCRIPTION: Health & Life Insurance (3) DANIEL RUBEN, MD POSITION: Sole Proprietor NATURE: Other: INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 06/11/2012 ADDRESS: 5716 Corsa Avenue, Suite 100, Westlake Village CA 91362, United States DESCRIPTION: DANIEL RUBEN, MD OFFERING MEDICAL SERVICES AS AN INDEPENDENT CONTRACTOR (4) LIFE STRATEGIES ADVISERS POSITION: Agent/Representative NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 11/16/2012 ADDRESS: 5716 Corsa Avenue, Suite 100, Westlake Village CA 91362, United States DESCRIPTION: DBA USED FOR MARKETING PURPOSES (5) JFK REALTY & LOAN DEPOT POSITION: Independent Contractor NATURE: Real Estate Sales/Rental Properties/Property Management INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 08/09/2017 ADDRESS: 5716 Corsa Avenue, Suite 100, Westlake Village CA 91362, United States DESCRIPTION: Advise, broker the purchase or sale of Real Estate. ORNA ERED POSITION: Independent Contractor NATURE: Real Estate Sales/Rental Properties/Property Management INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 06/16/2025 ADDRESS: 3625 E Thousand Oaks Blvd, Suite 112, Westlake Village CA 91362, United States DESCRIPTION: Advise, broker the purchase or sale of Real Estate.

Exams

• S65 Uniform Investment Adviser Law Examination
  2009-11-20
• S63 Uniform Securities Agent State Law Examination
  2009-10-20