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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-01-03 |
| CA | RA | APPROVED | 2020-01-28 |
Branch Locations
3435 Wilshire Blvd Suite 2900, Los Angeles, CA 90010 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massachusetts Mutual Life Insurance Company | Los Angeles | CA | 07/2016 | Present |
| Mml Investors Services, Llc | Los Angeles | CA | 03/2017 | Present |
NAME: Woong 'Eddie' Lee INV REL: Y ADD: 3435 Wilshire Blvd Suite 2900 Los Angeles, CA 90010 NATURE: NonMMLIA Insurance Brokerage/Health, Group Health POSITION: Agent START DATE: 09/01/2011 NO. HR/MO: 10 NO. HR/MO DURING SEC TRADING: 5
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-01-13 |
| S63 | Uniform Securities Agent State Law Examination | 2010-03-05 |
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