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Current Employers
Centaurus Financial, Inc.

2300 East Katella Ave Suite 200, Anaheim, CA 92806 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2021-10-14
TN RA APPROVED 2018-06-11
LA RA APPROVED 2018-06-07
TX RA APPROVED 2018-06-07
  • NV RA
    APPROVED
    Since 2021-10-14
  • TN RA
    APPROVED
    Since 2018-06-11
  • LA RA
    APPROVED
    Since 2018-06-07
  • TX RA
    APPROVED
    Since 2018-06-07

Branch Locations

Union City, TN • United States

2300 E. Katella Avenue Suite #200, Anaheim, CA 92806 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fsc Securities Corp Martin TN 10/2014 05/2018
Csenge Advisory Group Clearwater FL 09/2016 05/2018
Centaurus Financial Inc. Anaheim CA 06/2018 Present
  • 10/2014 → 05/2018
    Fsc Securities Corp
    Martin, TN
  • 09/2016 → 05/2018
    Csenge Advisory Group
    Clearwater, FL
  • 06/2018 → Present
    Anaheim, CA
Previous Registrations
  • 2014-10-02 → 2018-06-04
    Fsc Securities Corporation
    Martin, TN
    San Diego, CA
    Austin, TX
    Franklin, TN
    Franklin, TN
    Memphis, TN
  • 2016-09-15 → 2018-05-31
    Franklin, TN
    Clearwater, FL
  • 2014-10-23 → 2016-06-27
    The Retirement Group, Llc
    Martin, TN
    San Diego, CA
  • 2013-05-02 → 2014-10-01
    Memphis, TN
    Martin, TN
  • 2010-07-23 → 2013-04-08
    Msi Financial Services, Inc.
    Martin, TN
    Memphis, TN
    Franklin, TN
Other Businesses

WALKER WEALTH MANAGMENT, LLC, NON-INVESTMENT RELATED, UNION CITY, TN 38261, DBA, OWNER SINCE, 01/01/2014, FIXED INSURANCE PRODUCTS. PRIME MARKETING SERVICES, NON-INVESTMENT RELATED, UNION CITY, TN 38261, PROVIDE SMALL BUSINESSES WITH CONSULTATIVE SERVICES TO INCREASE SALES AND BRAND AWARNESS, OWNER, SINCE 12/01/2017, DEVOTED TIME IS 5 HOURS A MONTH, USE KNOWLEDGE OF LANDING PAGES RETARGETING, SOCIAL MEDIA ADVERTISING AND SALES FUNNELS TO SELL NON-SECURITY PRODUCTS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-07-06
S63 Uniform Securities Agent State Law Examination 2009-10-02
  • S65 Uniform Investment Adviser Law Examination
    2010-07-06
  • S63 Uniform Securities Agent State Law Examination
    2009-10-02
Other Names
  • Roger Walker
  • Roger Neil Walker
  • Roger N Walker

View on SEC IAPD

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