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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-03-18
  • PA RA
    APPROVED
    Since 2024-03-18

Branch Locations

Greencastle, PA • United States

22438 Great Cove Road Suite 106, Mcconnellsburg, PA 17233 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 09/2009 03/2024
Osaic Jersey City NJ 03/2024 Present
  • 09/2009 → 03/2024
    St Louis, MO
  • 03/2024 → Present
    Osaic
    Jersey City, NJ
Previous Registrations
  • 2009-11-10 → 2024-03-01
    St Louis, MO
    Eldersburg, MD
    Cantonsville, MD
    Mcconnellsburg, PA
Other Businesses

1. ERICA VALLANO FENDLAY POSITION: Owner NATURE: Rental property occupied by my daughter INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 07/02/2012 ADDRESS: 910 St Charles Ave, Baltimore MD 21229, United States DESCRIPTION: Collect rents, arrange repairs 2. ESTE, LLC POSITION: Owner NATURE: Real Estate Investment Commercial property with 2 tenants1 tenant has a 401K with me previously INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 04/20/2017 ADDRESS: 2562 Castlegreen Dr, Greencastle PA 17225, United States DESCRIPTION: Collect rents, meet with repairmen 3. FENDLAY FINANCIAL GROUP POSITION: Owner NATURE: Sole Member LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 172 SECURITIES TRADING HOURS: 172 START DATE: 07/31/2026 ADDRESS: 22438 Great Cove Rd, Suite 106, McConnellsburg PA 17233, United States DESCRIPTION: DBA Disclosure only 4. ESTE, LLC POSITION: Owner NATURE: Real Estate Investment Commercial property with 2 tenants INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 04/20/2017 ADDRESS: 2562 Castlegreen Dr, Greencastle PA 17225, United States DESCRIPTION: Collect rents, meet with repairmen 5. ERICA VALLANO FENDLAY POSITION: Owner NATURE: Sole member LLC, rental property INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 07/02/2012 ADDRESS: 910 St Charles Ave, Baltimore MD 21229, United States DESCRIPTION: Collect rents, arrange repairs

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-11-06
  • S66 Uniform Combined State Law Examination
    2009-11-06
Other Names
  • Erica Ruth Steiner
  • Erica Ruth Steiner
  • Erica Ruth Vallano
  • Erica Fendlay

View on SEC IAPD

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