Gene Edward Dooley

Current Employers

Employment History

• 02/2012 → 07/2019
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Austin, TX
• 03/2012 → 07/2019
  Bank Of America N.A
  Austin, TX
• 07/2019 → 05/2022
  Raymond James Financial Services, Inc.
  Austin, TX
• 07/2019 → Present
  Steward Partners Global Advisory, Llc
  Austin, TX
• 07/2019 → Present
  Steward Partners Investment Advisory, Llc
  Austin, TX
• 05/2022 → Present
  Steward Partners Investment Solutions, Llc
  Austin, TX

Previous Registrations

• 2012-02-17 → 2019-07-29
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Austin, TX
  Austin, TX
• 2009-12-07 → 2012-02-27
  Morgan Stanley
  Austin, TX

Other Businesses

1) Name of Business : Steward partners global Advisory Address: 807 Las Cimas Pkwy Ste 325,Austin, TX Nature of the Business: Non-variable Insurance Position/Title: Agent Investment Related:Yes Start Date: 07/26/2019 Hours per month devoted to this business: 0 Hours per month devoted to this business during trading hours: 0 Description of duties: financial advisor/agent 2) STEWARD PARTNERS INVESTMENT ADVISORY,LLC:INVESTMENT RELATED:7/2019-PRESENT:AUSTIN, TX:IAR:INDEPENDENT RIA:0 HRS/MO:0 HRS DURING TRADING:INVESTMENT ADVISOR REPRESENTATIVE. 3) OWL ROCK TECHNOLOGY FINANCE CORP.INVESTMENT RELATED:12/2018-PRESENT:NEW YORK, NY:INVESTOR:BUSINESS DEVELOPEMENT COMPANY:0 HRS/MO:0 HRS DURING TRADING:INVESTOR. 4) THORNBURG INVESTMENT MANAGEMENT:NOT INVESTMENT RELATED:2018-PRESENT:SANTA FE, NM:ADVISORY COUNCIL COMMITTEE MEMBER:INVESTMENT MANAGEMENT FIRM:1/2 HR/MO:3 HRS/YEAR DURING TRADING:ONE TO TWO MEETINGS/YEAR.PROVIDE STRATEGY FROM AN ADVISOR STANDPOINT AS TO HOW THORNBURG CAN IMPROVE THEIR COMPANY. 5) SETON 50:2018-PRESENT:NOT INVESTMENT RELATED:AUSTIN, TX:MEMBER:NON-PROFIT HOSPITAL:1/2 HR/MO:3 HRS/YEAR DURING TRADING:RAISE AWARENESS AND FUND RAISING FOR NON-PROFIT TEACHING HOSPITAL, DELL SETON MEDICAL CENTER. 6) GENE DOOLEY CHARITABLE REMAINDER TRUST:2010-PRESENT:AUSTIN, TX:BENEFICIARY:INVESTMENT S:1 HR/MO:1 HR DURING TRADING:TRUSTEE & BENEFICIARY. 7) LYNN DOOLEY CHILDRENS DISCRETIONARY B TRUST FOR GENE DOOLEY:07/2019-PRESENT:AUSTIN, TX:TRUSTEE:INVESTMENTS:2HRS/MO:2 HRS DURING TRADING:TRUSTEE/BENEFICIARY. 8) LYNN DOOLEY DISCRETIONARY B TRUST FOR BRIAN DOOLEY:07/2019-PRESENT:AUSTIN, TX:TRUSTEE:1 HR/MO:1 HRS DURING TRADING. BROTHER OF GENE DOOLEY. 9) RESIDUARY DISCRETIONARY TRUST FOR LYNN DOOLEY:2010-PRESENT:AUSTIN, TX:1 HR/MO:1 HRS DURING TRADING.MOTHER OF GENE DOOLEY. 10) EUGENE DISCRETIONARY B TRUST FOR LYNN DOOLEY:2010-PRESENT:AUSTIN, TX:1 HR/MO:1 HRS DURING TRADING. MOTHER OF GENE DOOLEY. 11)Name of Business : Family Holdings Discretionary Trust for Lynn Dooley Address: 807 Las Cimas Pkwy Ste 325,Austin, TX Nature of the Business: Trustee Position/Title: Trustee Investment Related:Yes Start Date: 07/26/2019 Hours per month devoted to this business: 1 Hours per month devoted to this business during trading hours: 1 Description of duties: co-trustee 12) The Dooley Group. Address: Austin, TX Nature of the Business: Support Company/DBA (Owner) Position/Title: Support Company/DBA (Owner) Investment Related:No Start Date: 07/26/2019 Hrs per month: 0 Hrs per month during trading hrs: 0 Description of duties: Financial Advisor. 13) Residuary Discretionary Trust for Lynn Dooley Address: Austin, TX Nature of the Business: Trustee Position/Title: Trustee Investment Related:Yes Start Date: 07/26/2019 Hrs per month: 1 Hrs per month during trading hrs: 1 Description of duties: co-trustee.

Exams

• S66 Uniform Combined State Law Examination
  2009-12-01